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Free Advanced in AI Governance (AAIG) practice test: 30 questions with answers
30 original questions for Advanced in AI Governance (AAIG), drawn from every topic area. Answer each one to see whether you got it right and why. No sign-up.
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Advanced in AI Governance (AAIG) exam guide: topics, cost and format
All 30 Advanced in AI Governance (AAIG) questions with answers
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AI Risk Program Management (10 questions)
Question 1
Which activity starts an AI risk assessment?
- AChoosing the colour of the risk heat map that will be used in the board pack for each quarter's review of the programme
- BIdentifying the AI scenarios, the threats and vulnerabilities that could affect the system, and the assets involved
- CSelecting the vendor for the AI system before any risks have been identified for the use case by the risk team at all
- DCalculating the cost of the server hardware before the system's purpose and its users have been defined by the business
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Correct answer: BA risk assessment begins by identifying scenarios, threats, vulnerabilities and assets, which drives everything after. Choosing colours, vendors or hardware first puts the cart before the horse.
Question 2
Which risk treatment strategy is used when the organisation stops the AI use case that creates the risk?
- ARisk transfer, which moves the financial effect of the risk to an insurer or a supplier under a contract signed with them
- BRisk acceptance, which keeps the activity and records that the residual risk has been accepted by the owner of the system
- CRisk avoidance, which removes the activity that creates the risk so that the risk no longer applies to the organisation
- DRisk mitigation, which adds controls while the activity continues to run exactly as it did before the assessment took place
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Correct answer: CAvoidance removes the activity that creates the risk. Acceptance keeps it, transfer shifts its financial effect and mitigation adds controls while the activity continues.
Question 3
What is the purpose of a control evaluation for an AI system?
- ATo choose the most expensive control available in the market, which is taken to be the most effective one for the risk
- BTo check whether each selected control is designed and operating effectively against the risk it is meant to address
- CTo count how many controls the team has written, regardless of whether those controls are actually applied in practice
- DTo remove the controls that cause the most friction for the users of the system during its normal daily use in the business
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Correct answer: BA control evaluation tests whether each control is designed and working against its risk. Price, control counts and removing friction do not show that a control works.
Question 4
Which metric helps an AI risk programme report its status to executives?
- AKey risk indicators tied to risk appetite, such as the number of high-risk systems without current validation
- BThe total number of AI models in the company, regardless of their risk level or of whether they have been validated at all
- CThe number of meetings held by the AI risk committee during the reporting period, as a sign of its engagement with the work
- DThe number of pages in the monthly AI report, which shows the depth of the programme's analysis each month for the board
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Correct answer: AKey risk indicators tied to appetite show executives where risk stands relative to what the organisation will accept. Model counts, meeting counts and page counts do not show risk status.
Question 5
Which element of AI supply chain risk management is most important?
- AChoosing the third party with the cheapest price per token, regardless of its data, security or resilience practices in place
- BAccepting the third party's marketing claims as evidence of its controls, since the claims are usually reviewed by its own lawyers
- CExcluding third parties from the risk register, since their risks are the sole responsibility of the third party concerned
- DDue diligence on third-party models, data sources and services, with contractual rights, monitoring and exit provisions
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Correct answer: DDue diligence, contractual rights, monitoring and exit provisions manage third-party AI risk. Marketing claims, register exclusion and price-only selection each leave the risk unmanaged.
Question 6
What should an AI incident response plan cover?
- AThe names of the vendors' sales staff, so that they can be contacted for upgrades during each incident the company experiences
- BOnly the public relations statement that the company will issue after an incident has been reported in the press by the media
- CA promise that AI incidents will never happen, since the company has tested its systems thoroughly before their release to users
- DDetection, escalation, containment such as pausing the system, communication, recovery and lessons learned
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Correct answer: DA complete plan covers detection, escalation, containment such as pausing, communication, recovery and lessons learned. Press statements alone, promises of no incidents and vendor contact lists are incomplete or unrealistic.
Question 7
What is a business impact analysis (BIA) used for in AI risk management?
- ATo estimate the number of customers who will buy the AI product in the next quarter, for use in the sales forecast
- BTo assess the impact of AI system disruption on business processes, and to set recovery priorities and tolerances
- CTo measure the number of hours the AI team spends in meetings each week, for the purposes of planning its budget
- DTo choose the programming language for the AI system, based on the preference of the most senior developer on the team
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Correct answer: BA BIA assesses how disruption affects business processes and sets recovery priorities and tolerances. Sales forecasts, meeting hours and language choice are not BIA purposes.
Question 8
Which control protects AI training data from unauthorised change?
- AAccess controls and integrity checks, such as hashing or versioning, applied to the training datasets
- BPlacing the training data on a shared drive that every employee can edit, so that errors are fixed quickly by everyone
- CCopying the data to personal devices so that a backup always exists, even when the copies are not controlled in any way
- DRemoving all logs of who accessed the data, since logs slow down the process of training the model on the datasets concerned
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Correct answer: AAccess controls and integrity checks such as hashing or versioning detect and prevent unauthorised change to training data. Open editing, uncontrolled copies and removed logs each invite it.
Question 9
What does an AI risk register need for each entry?
- AA description, an owner, a rating, the treatment and a review date
- BA photograph of the server room where the system runs, to show the physical controls that are in place there each day
- CThe name of each employee who has ever used the system, for the attendance record of the programme over its life
- DThe price of each licence the company has bought, shown beside the description of the risk in the register each quarter
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Correct answer: AA register entry needs a description, owner, rating, treatment and review date to be actionable. Photographs, user lists and licence prices do not describe or manage the risk.
Question 10
Which practice helps an organisation measure whether its AI controls are effective over time?
- ARelying on users to report whether the controls work, since they are the people who use the system every day in their jobs
- BTesting each control once at launch and assuming it remains effective for the life of the system without any further review
- COngoing control testing, with results reported against thresholds and remediation tracked to closure
- DMeasuring only the number of controls that exist, regardless of whether they are tested or working in practice at all
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Correct answer: COngoing testing against thresholds, with tracked remediation, shows whether controls keep working. A single launch test, user reporting and counting controls each miss the question of whether they operate.
AI Risk Governance and Framework Integration (10 questions)
Question 11
Which role is accountable for an AI system's risk decisions in a well-governed organisation?
- AA named business owner with the authority and responsibility to accept, mitigate or escalate the system's risks
- BEvery employee who uses the AI tool, each acting as an independent judge of the system's risk on a personal basis
- CThe vendor that supplies the model, which holds responsibility for every risk decision the company makes about the system
- DThe data science team alone, which decides the risk outcomes without involvement from the business units that rely on it
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Correct answer: AAccountability for AI risk decisions sits with a named owner who can accept, mitigate or escalate. Shared use, vendor responsibility and team-only decisions leave no clear accountable party.
Question 12
What does an AI policy typically establish?
- AThe principles, roles, acceptable uses and controls that apply to AI across the organisation
- BThe exact algorithm to be used for each product, written in code so that developers can copy it directly into their projects
- CThe price list of AI services for each customer, which is updated by the sales team each quarter as the market changes
- DA list of employees' personal opinions about AI, collected each year for the human resources file on each member of staff
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Correct answer: AAn AI policy sets principles, roles, acceptable uses and controls across the organisation. Algorithm code, price lists and opinion files are not policy content.
Question 13
Which regulatory consideration is most relevant when an AI system makes decisions about individuals?
- AThe colour of the user interface, which must meet the brand guidelines that apply to the company's public website each year
- BLegal obligations on transparency, fairness and the individual's rights, such as the right to an explanation and to contest a decision
- CThe number of servers used to host the model, which is set by the regulator for each country in which the company operates
- DThe programming language of the model, which the regulator specifies for every AI system that is in use in the market
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Correct answer: BDecisions about individuals engage transparency, fairness and rights such as explanation and contest. Interface colours, server counts and programming languages are not regulatory matters of this kind.
Question 14
What does trustworthiness of an AI system refer to in governance?
- AThe popularity of the AI tool among staff, measured by the number of licences that have been sold to the company each year
- BThe vendor's reputation in the market, measured by the number of press releases it has published over the years of its existence
- CAttributes such as validity, reliability, safety, transparency, fairness and accountability, demonstrated across the lifecycle
- DThe speed at which the model returns answers, which is taken to indicate the reliability of the outputs it produces
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Correct answer: CTrustworthiness covers validity, reliability, safety, transparency, fairness and accountability, shown across the lifecycle. Vendor reputation, popularity and response speed are weaker or unrelated signals.
Question 15
Which factor makes an AI risk owner effective?
- AInvolvement only at the launch of the system, after which the owner has no further responsibility for the risks it carries
- BA job title that includes the word AI, which signals to the board that the risk is being managed by a specialist in the field
- CResponsibility without authority, so that the owner is blamed for failures but cannot change the design of the system itself
- DAuthority to act, adequate information about the system, and the resources needed to implement decisions
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Correct answer: DAn effective owner needs authority, information and resources to act on risk. Title alone, responsibility without authority and launch-only involvement each leave the risk unmanaged.
Question 16
Which practice aligns AI risk governance with enterprise risk management?
- AExcluding AI risks from enterprise reporting so that the board's risk report is kept short and easy for members to read
- BRunning a separate AI risk process that does not share any ratings, owners or reports with the enterprise risk function at all
- CMapping AI risks into the enterprise risk register and using the same rating scale, owners and reporting cadence
- DAssigning AI risks only to the marketing department, which manages the company's public image and reputation in the market
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Correct answer: CUsing the enterprise register, scale, owners and cadence integrates AI risk into the wider framework. Separate processes, exclusion from reporting and marketing ownership each leave AI risk out of view.
Question 17
Which element is a core part of an AI governance framework's oversight?
- ARegular review of AI systems by a governance body, with escalation of material risks to senior management
- BA single annual review carried out by the vendor, after which no further review of any system is required by the company at all
- CA policy that is never updated after its first approval, so that the staff can rely on it without any change over time
- DOversight limited to the accuracy of the system's final outputs, with no review of its inputs, its data or its controls
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Correct answer: AOversight means regular review by a governance body with escalation of material risk. Vendor-only annual reviews, frozen policies and output-only checks each leave important parts of the system unexamined.
Question 18
Which two items should an AI risk policy address for trustworthiness? (Choose two.)
- ATesting for fairness and bias in the outcomes that affect people
- BRequirements for explainability proportionate to the impact of each system on people and on the business
- CThe colour palette used on the system's reporting dashboards, which must be standardised across the company each year
- DThe number of AI tools that employees may download to their personal devices each month during the working year
- EA rule that AI outputs are never reviewed, since the review slows down the system's response time to the users
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Correct answer: A, BFairness testing and proportionate explainability are core trustworthiness requirements. Dashboard colours, download counts and skipping review do not address trustworthiness.
Question 19
Which two statements about AI ethics in governance are correct? (Choose two.)
- AEthical risks can exist even when a system is technically accurate, for example through unfair impacts on a particular group
- BEthics reviews are unnecessary once a system has passed its security testing, since security testing covers ethics as well
- CEthical considerations should be documented in the risk assessment and revisited when the use of the system changes
- DEthics is the responsibility of the data science team only, with no role for legal, compliance or business leaders at all
- EEthical review is optional for systems used internally, since internal users cannot be harmed by a system at any time
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Correct answer: A, CAccuracy does not guarantee fairness, and ethical considerations belong in the risk assessment and must be revisited as use changes. Security testing is not an ethics review, ethics needs cross-functional input, and internal use can still harm people.
Question 20
Which two actions help an organisation keep its AI policies effective? (Choose two.)
- AReviewing the policy on a schedule, and after significant changes in regulation or technology
- BTraining staff on the policy and checking through monitoring that they follow it in practice
- CLetting the policy become obsolete, since policy changes confuse staff who have already learned the current rules
- DPublishing the policy only in an internal folder that the staff never open, to keep the document private at all times
- EWriting the policy in the technical language of the vendor's documentation, so that it matches the system exactly as built
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Correct answer: A, BScheduled review and staff training with compliance checks keep a policy effective. Letting it lapse, hiding it and using vendor jargon each undermine its use.
AI Life Cycle Risk Management (10 questions)
Question 21
Which control is applied during AI model development to reduce the risk of harmful outputs?
- AA decision to skip testing for the first version, so that the product reaches the market earlier than the rival products do
- BDocumented requirements, data quality checks, and testing for accuracy, bias and robustness before release
- CUsing the model's default output without any review, since the developers trust the design choices that were made in the model
- DPublishing the model without any documentation, so that competitors cannot easily copy the approach used in its development
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Correct answer: BDocumented requirements, data checks and testing for accuracy, bias and robustness reduce harmful outputs before release. Skipping testing, unreviewed defaults and undocumented release each increase the risk.
Question 22
What should AI model validation confirm before deployment?
- AThat the model's training was completed quickly, which indicates the team's efficiency for the board's records in the year
- BThat the model's name is recognised by the executive team, which signals that the project has the support of the board
- CThat the model is the newest version available from the vendor, regardless of whether it fits the particular use case
- DThat the model meets its documented requirements and performs acceptably on representative data it did not train on
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Correct answer: DValidation confirms the model meets its requirements on data it has not seen in training. Recognition, version age and training speed do not show that it is fit for purpose.
Question 23
Which practice applies when an AI system is decommissioned?
- ADeleting the logs of its decisions on the day the system is switched off, to protect the company's privacy from scrutiny
- BLeaving the model running in the background in case someone needs it later, at no extra cost to the company at all
- CSecurely archiving or deleting its data and models in line with retention rules, and notifying dependent users and owners
- DKeeping its training data on a public website so that other researchers can reuse it for their own purposes in the future
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Correct answer: CSecure archiving or deletion under retention rules, with notice to dependants, closes the system's risk properly. Keeping it running unseen, deleting logs and publishing data each create new risk.
Question 24
Which data governance practice supports AI asset management?
- AAllowing each team to store its own copies of datasets on personal drives, with no record kept of where those copies are held
- BMaintaining an inventory of AI models and datasets, with owners, lineage, classification and approved uses
- CUsing datasets of unknown origin for training, since the source does not matter once the model performs well on its tests
- DKeeping data classifications secret from the teams that use the data, so that they cannot judge its sensitivity for themselves
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Correct answer: BAn inventory of models and datasets with owners, lineage and classification supports control of AI assets. Personal copies, unknown-origin data and hidden classifications each undermine that control.
Question 25
Which change should trigger a reassessment of an AI system's risk?
- AA routine password change for the service account used by the team to access the system's environment each quarter
- BA change in the colour of the team's presentation template used for the monthly reporting to management in each cycle
- CThe arrival of a new employee in the team, who needs to be introduced to the system's documentation during onboarding
- DA significant change in the model, its training data, its use case or the population that it affects
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Correct answer: DMaterial changes to the model, data, use case or affected population alter the risk, so reassessment is needed. Template colours, new staff and routine password changes do not change the system's risk profile.
Question 26
Which two practices reduce the risk that a model degrades after deployment? (Choose two.)
- AMonitoring performance, data drift and outcomes against thresholds, with defined actions when a threshold is breached
- BAssuming the model will remain accurate indefinitely, since machine learning models do not change once they are deployed
- CRetraining or recalibrating the model on a defined basis, with validation before each redeployment into production use
- DRemoving all monitoring to reduce the operational cost of running the system each month in the production environment
- EAccepting any drop in performance without investigation, since the users are unlikely to notice small changes in its output
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Correct answer: A, CMonitoring against thresholds with defined actions, and validated retraining, reduce degradation. Assuming stability, removing monitoring and accepting drops each let the model fail unseen.
Question 27
Which practice reduces the risk that a model is trained on biased data?
- AAssessing the representativeness of the training data, and documenting its limitations and any mitigation steps taken
- BUsing only the data that is easiest to collect, since easy data is always the most representative of the population
- CRemoving every record that has a missing field, which often removes records from under-represented groups in the set
- DAssuming that a larger dataset is always unbiased, so that no assessment of its representativeness is needed at all
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Correct answer: AAssessing and documenting representativeness, and mitigating gaps, reduces bias. Convenience sampling, removing records with gaps and assuming size equals fairness each entrench bias.
Question 28
What should a model card document for governance purposes?
- AThe name of the team's favourite music, which is listed to help the team bond during the project each year at the offsite
- BThe intended use, training data, evaluation results, known limitations and the conditions for safe use
- CThe model's price per call, which is the only information that users need in order to decide whether to use the model
- DThe developer's home address, which is needed for the company's records on the people who built the system in the team
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Correct answer: BA model card covers intended use, data, evaluation, limitations and conditions for safe use, which governance needs. Music, prices alone and personal addresses do not support governance.
Question 29
Which test is most useful for checking an AI system's robustness?
- AChecking only the speed at which it returns answers to standard requests on a quiet day at the office during the week
- BTesting it only with the examples used to build it, since those are the only inputs that it will ever receive in use
- CTesting its behaviour with unusual, noisy or adversarial inputs, to see whether its outputs remain reliable
- DCounting the number of features it uses, on the assumption that more features always mean a more robust model overall
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Correct answer: CRobustness is shown by how outputs hold up under unusual, noisy or adversarial inputs. Build-set testing, speed checks and feature counts do not show that.
Question 30
Which control applies when an AI system is changed in production?
- AMaking changes without informing the owner, since owners are not needed for changes that are small in scope under the policy
- BChanging the production model directly from a laptop at any time, since the developers know their own changes best of anyone
- CA change management process that requires testing, approval and a rollback plan before the change goes live
- DTurning off version control, so that changes can be made without any record of what was altered and when it happened
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Correct answer: CChange management with testing, approval and rollback controls production changes. Laptop changes, uninformed changes and disabled version control each remove the controls.